Operational Risk and Compliance Manager

  Risk & Compliance

  Leeds

  £70,000

Reference: HH/RF-13759

Operational Risk and Compliance Manager
Company: Insurance / Conveyancing
Location: Leeds
Department: Compliance
Reports to: Head of Compliance

We are seeking an experienced Operational Risk and Compliance Manager to join our team in Leeds. This role will play a key part in overseeing operational risk, compliance, and governance across the business.

Key Responsibilities

  • Develop and implement the department business plan in collaboration with the Head of Compliance.

  • Manage the risk review process, including quarterly reviews, risk committee meetings, and board reporting.

  • Maintain and monitor the ESG framework, ensuring compliance with legal and client requirements.

  • Provide guidance on operational risk events and compliance breaches, ensuring regulatory adherence.

  • Oversee vendor management and provide training and guidance to internal stakeholders.

  • Conduct compliance monitoring reviews and internal audits, producing management information for regulatory and board reporting.

  • Maintain the ISO 9001-certified Quality Management System and other relevant certification standards.

Candidate Profile

  • Demonstrated experience in risk management, governance, and controls.

  • Professional compliance qualification is desirable.

  • Knowledge of ISO 9001 frameworks and commercial awareness.

  • Strong analytical and problem-solving skills, with practical interpretation of risk and regulatory requirements.

  • Excellent interpersonal skills with the ability to communicate effectively at all levels.

  • Leadership and team management experience.

  • Proficient in Microsoft Word, Excel, Teams, and PowerPoint.

  • Able to work independently in a fast-paced environment and take ownership of decisions.

This role offers the opportunity to make a tangible impact on the company’s risk and compliance framework while working closely with senior management.



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Lee Blackman

Lee Blackman

020 4537 4004